Regulatory Enforcement Round Up Conference
ALG's inaugural Regulatory Enforcement Round Up conference took place on May 11, 2023, at the Marker Hotel in Dublin.
During the event, ALG's Regulatory Investigations team joined forces with industry experts in Financial Regulation, Banking, Funds, Insurance, Payments, Investment Services, Governance, and ESG. Together, they delved into industry advancements and offered practical insights on effectively managing enforcement risk for all regulated businesses in the financial services sector.
The conference comprised three informative sessions, each addressing different aspects of regulatory enforcement:
"Looking Back": This session examined the Central Bank's historical enforcement approach, exploring its evolution over time. Recent case studies were presented to illustrate key points.
"Lessons Learned": Participants gained valuable advice on mitigating enforcement risk, including practical tips for engaging in supervisory reviews and enforcement investigations.
"Looking Forward": A panel discussion featuring ALG's industry experts explored anticipated enforcement risks across various financial services sectors, providing valuable insights into future challenges.
Overall, the conference fostered in-depth discussions on regulatory enforcement and facilitated the exchange of knowledge among professionals in the financial services industry.
